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Legal Documents Baader Bank

Conditions and customer information

/90.100/ General Terms of Business

/95.101/ Information for Customers concerning Business with the Bank without trading in futures transactions

/95.100/ Information for Customers concerning Business with the Bank including trading in futures transactions

/96.300/ Guidlines for handling client complaints

/45.000/ Schedule of prices and services

/46.601/ Terms and Conditions for Payments by Direct Debit under the SEPA Core Direct Debit Scheme

/90.500/ Terms and Conditions for Automated Orderrouting of Financial Instruments

/70.100/ Clearing Framework Agreement

/91.100/ Special conditions governing forward transactions

/92.100/ Special Conditions for Dealigns in Securities

/92.200/ Special conditions governing the brokerage of financial instruments

/54.111/ Classification as a Professional Client in delivery transactions

/54.121/ Classification as an Eligible Counterparty in delivery transactions

Information for Customers about the charging of Buy-in Costs


Best Execution Corporates & Markets Baader Bank

/98.100/ Policies of the Bank governing the execution of orders in financial instruments

Changes in policies of the Bank governing the execution of orders in financial instruments

The followin links take you to the reports on the execution quality of the execution venues provided by the bank:

 

Top 5 Reporting Baader Bank - Corporates & Markets 2021

Top 5 Reporting Baader Bank - Corporates & Markets 2020

Top 5 Reporting Baader Bank - Corporates & Markets 2019

Quality report - Top 5 Reporting 2021

Quality report - Top 5 Reporting 2020

Quality report - Top 5 Reporting 2019


Best Execution Asset Management Services Baader Bank

/98.200/ Best Execution Policy - Order execution principles Asset Management Services

Appendix 1 Best Execution Policy - Intermediaries for executing order

Top 5 Reporting Baader Bank - Asset Management Services 2021

Top 5 Reporting Baader Bank - Asset Management Services 2020

Top 5 Reporting Baader Bank - Asset Management Services 2019

Quality report - Top 5 Reporting 2021

Quality report - Top 5 Reporting 2020

Quality report - Top 5 Reporting 2019

Patriot Act Certification

Pursuant to the USA PATRIOT Act and final rules issued by the U.S. Department of the Treasury, a U.S. bank or a U.S. broker-dealer in securities (a "Covered Financial Institution") is required to obtain certain information from any "Foreign Bank" that maintains a correspondent account with it.

As permitted by the final rules, Baader Bank AG has prepared a Global Certification for use by any financial institution that believes it requires a Patriot Act Certification from Baader Bank AG. Please use this Certification instead of asking Baader Bank AG to complete a separate Certification form.

US Patriot Act - Certification regarding correspondent accounts for foreign banks

Service

Postal address:
Baader Bank AG
Weihenstephaner Str. 4
85716 Unterschleissheim
Germany

Service:
T 00 800 00 586 336 *
T +49 (0) 89 5150 1700
F +49 (0) 89 5150 2442

* Toll-free number from
German and international landline,
other prices for calls from
mobile network possible.

Contact

Online Banking

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