Accountants &business advisers
Accountants &/54.100/ Classifying the client as a Retail Client
/96.100/ General customer information (§ 63 (7) German Securities Trading Act / WpHG)
/97.100/ Dealing with conflicts of interests at the Bank
/98.100/ Policies of the Bank governing the execution of orders in financial instruments
/99.100/ General information for customers concerning received payments
Baader Bank AG Group Policy on Anti Money Laundering (AML)
Declaration of Baader Bank regarding Compliance with Anti Money Laundering Regulations
Pursuant to the USA PATRIOT Act and final rules issued by the U.S. Department of the Treasury, a U.S. bank or a U.S. broker-dealer in securities (a "Covered Financial Institution") is required to obtain certain information from any "Foreign Bank" that maintains a correspondent account with it.
As permitted by the final rules, Baader Bank AG has prepared a Global Certification for use by any financial institution that believes it requires a Patriot Act Certification from Baader Bank AG. Please use this Certification instead of asking Baader Bank AG to complete a separate Certification form.
US Patriot Act - Certification regarding correspondent accounts for foreign banks
Postal address:
Baader Bank AG
Weihenstephaner Str. 4
85716 Unterschleissheim
Germany
Service:
T 00 800 00 586 336 *
F +49 (0) 89 5150 2442
* Toll-free number from
German and international landline,
other prices for calls from
mobile network possible.