Legal Documents Baader Bank

Conditions and customer information

/90.100/ General Terms of Business

/8700/ Information for Customers concerning Business with the Bank

/96.300/ Guidlines for handling client complaints

/45.000/ Schedule of prices and services

/46.601/ Terms and Conditions for Payments by Direct Debit under the SEPA Core Direct Debit Scheme

/90.500/ Terms and Conditions for Automated Orderrouting of Financial Instruments

/70.100/ Clearing Framework Agreement

/91.100/ Special conditions governing forward transactions

/92.100/ Special Conditions for Dealigns in Securities

/92.200/ Special conditions governing the brokerage of financial instruments

/54.111/ Classification as a Professional Client in delivery transactions

/54.121/ Classification as an Eligible Counterparty in delivery transactions

Information for Customers about the charging of Buy-in Costs

Best Execution Corporates & Markets Baader Bank

/98.100/ Policies of the Bank governing the execution of orders in financial instruments

Changes in policies of the Bank governing the execution of orders in financial instruments

The followin links take you to the reports on the execution quality of the execution venues provided by the bank:

• Börse Berlin: https://www.boerse-berlin.de
• Börse Düsseldorf: https://www.boerse-duesseldorf.de
• Börse Frankfurt: https://www.boerse-frankfurt.de
• Gettex: https://www.gettex.de
• Börse Hamburg: https://www.boersenag.de
• Börse Hannover: https://www.boersenag.de
• Börse München: https://www.boerse-muenchen.de
• Börse Stuttgart: https://www.boerse-stuttgart.de
• Tradegate Exchange: https://www.tradegate.de
• Börse Xetra: https://www.xetra.com

 

Top 5 Reporting Baader Bank - Corporates & Markets 2021

Top 5 Reporting Baader Bank - Corporates & Markets 2020

Top 5 Reporting Baader Bank - Corporates & Markets 2019

Quality report - Top 5 Reporting 2021

Quality report - Top 5 Reporting 2020

Quality report - Top 5 Reporting 2019

Best Execution Asset Management Services Baader Bank

/98.200/ Best Execution Policy - Order execution principles Asset Management Services

Appendix 1 Best Execution Policy - Intermediaries for executing order

Top 5 Reporting Baader Bank - Asset Management Services 2021

Top 5 Reporting Baader Bank - Asset Management Services 2020

Top 5 Reporting Baader Bank - Asset Management Services 2019

Quality report - Top 5 Reporting 2021

Quality report - Top 5 Reporting 2020

Quality report - Top 5 Reporting 2019

MIFID documents

/54.100/ Classifying the client as a Retail Client

/54.110/ Client classification as a Professional Client

/54.120/ Client classification as Eligible Counterparty