Accountants &business advisers
Accountants &/90.100/ General Terms of Business
/96.300/ Guidlines for handling client complaints
/45.000/ Schedule of prices and services
/46.601/ Terms and Conditions for Payments by Direct Debit under the SEPA Core Direct Debit Scheme
/90.500/ Terms and Conditions for Automated Orderrouting of Financial Instruments
/70.100/ Clearing Framework Agreement
/91.100/ Special conditions governing forward transactions
/92.100/ Special Conditions for Dealigns in Securities
/92.200/ Special conditions governing the brokerage of financial instruments
/54.111/ Classification as a Professional Client in delivery transactions
/54.121/ Classification as an Eligible Counterparty in delivery transactions
Information for Customers about the charging of Buy-in Costs
/98.100/ Policies of the Bank governing the execution of orders in financial instruments
Changes in policies of the Bank governing the execution of orders in financial instruments
The followin links take you to the reports on the execution quality of the execution venues provided by the bank:
Top 5 Reporting Baader Bank - Corporates & Markets 2021
Top 5 Reporting Baader Bank - Corporates & Markets 2020
Top 5 Reporting Baader Bank - Corporates & Markets 2019
Quality report - Top 5 Reporting 2021
Quality report - Top 5 Reporting 2020
Quality report - Top 5 Reporting 2019
/98.200/ Best Execution Policy - Order execution principles Asset Management Services
Appendix 1 Best Execution Policy - Intermediaries for executing order
Top 5 Reporting Baader Bank - Asset Management Services 2021
Top 5 Reporting Baader Bank - Asset Management Services 2020
Top 5 Reporting Baader Bank - Asset Management Services 2019
Quality report - Top 5 Reporting 2021
/54.100/ Classifying the client as a Retail Client
/96.100/ General customer information (§ 63 (7) German Securities Trading Act / WpHG)
/97.100/ Dealing with conflicts of interests at the Bank
/98.100/ Policies of the Bank governing the execution of orders in financial instruments
/99.100/ General information for customers concerning received payments
Baader Bank AG Group Policy on Anti Money Laundering (AML)
Declaration of Baader Bank regarding Compliance with Anti Money Laundering Regulations
Pursuant to the USA PATRIOT Act and final rules issued by the U.S. Department of the Treasury, a U.S. bank or a U.S. broker-dealer in securities (a "Covered Financial Institution") is required to obtain certain information from any "Foreign Bank" that maintains a correspondent account with it.
As permitted by the final rules, Baader Bank AG has prepared a Global Certification for use by any financial institution that believes it requires a Patriot Act Certification from Baader Bank AG. Please use this Certification instead of asking Baader Bank AG to complete a separate Certification form.
US Patriot Act - Certification regarding correspondent accounts for foreign banks
Postal address:
Baader Bank AG
Weihenstephaner Str. 4
85716 Unterschleissheim
Germany
Service:
T 00 800 00 586 336 *
T +49 (0) 89 5150 1700
F +49 (0) 89 5150 2442
* Toll-free number from
German and international landline,
other prices for calls from
mobile network possible.